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South East European ERA.Net – Strategies for Integrating the Western Balkan Countries into the European Research Area
Mag. Peter Mayr, Zentrum für Soziale Innovation, Wien
Dr. Jörg Sonnenburg, Internationales Büro des BMBF, Bonn
Dr. Ulrike Kunze, Internationales Büro des BMBF, Bonn

Abstract:

The Southeast European Era-Net SEE-ERA.NET aims at structuring and expanding the European Research Area to the West Balkan countries by co-ordinating and supporting RTD activities at the bilateral level. The project mainly targets bilateral inter-governmental programmes between the 15 consortium partners. Through a process of co-operation, concertation and co-ordination, added value will be achieved for the research communities of all 12 participating countries. An important fringe benefit of SEE-ERA.NET is enhanced interregional RTD co-operation between the new member states and candidate countries involved.
The project was launched in September 2004 and will run until 2009, and its results at this stage represent a snap-shot of ‘work in progress’. Nevertheless, October 2005 marks the conclusion of the project’s empirical data collection and the beginning of our strategic considerations.

Current state of the co-operation activities with the WBC
Almost all EU member states exercise different bilateral intergovernmental RTD programmes with other European and third countries, encompassing a broad range of different approaches and designs with distinctive regional foci.

According to the INCOPOL study commissioned by DG Research, however, little programmatic and operational co-ordination has been exercised between the European Union member countries in performing their different bilateral RTD programmes with Central and East-European countries (see INCOPOL, 1998). It is not surprising that there have been double-track actions, repeated failures due to non-existent information and knowledge transfer. Above all, these single isolated activities prevent critical mass forming. The scarce financing available for bilateral activities, their unstructured relation (or non-relation) to each other as well as the target region’s vast need of assistance, call for a co-ordinated effort.

It is important to note that SEE-ERA.NET does not aim to substitute or undermine bilateral RTD initiatives between different European countries. Instead, it aims to complement existing isolated efforts by establishing synergies and adding critical mass and momentum. By increasing RTD co-operation in Central and Southeast Europe, prevailing scientific and technological weaknesses of the participating countries will be gradually counterbalanced and existing strengths upgraded.

Starting points for future activities
To begin with, information was analysed on bilateral programmes run under intergovernmental agreements, also on other relevant bilateral or multilateral RTD activities with the Western Balkan countries.
The aim was to identify adequate and promising elements and approaches that could have model character for future instruments and formats of co-operation. Best practice and positive experience were considered; negative experience or inefficient procedures were left aside.

Different co-operation categories were taken into account in order to structure the ideas for future co-operation: joint RTD activities, RTD infrastructure, RTD policies, human potential and institution building.

Strategies for joint activities with the WBC
Based on the analysis, strategies of future co-operation activities will be discussed, agreed upon and summarised in a White Paper. This will form the basis for a Joint Action Plan following a more pragmatic approach. It will include strategic suggestions for all SEE ERA.Net partner countries as well as other Member States, the EU Commission and other relevant European and international organisations.

The strategic approaches will exploit synergies whilst aiming to balance the harmonisation of different programmes with preserving European diversity as one of our strengths.

Legal and administrative framework conditions
Special attention will be drawn to the practical side of joint co-operation activities. This includes legal, financial, political and evaluation aspects as well as administrative and selection procedures which can differ considerably from country to country. To this end, an inventory of current framework conditions in the SEE-ERA.Net Partner countries has been compiled. Other aspects to be considered include assuring free mobility between the EU and the WBC funding procedures, shareholding, legal aspects of financial support, the processing of applications and IPR-issues.

Here, experiences of other ERA-NETs will be taken into account. At the end, models for legal and administrative aspects of future joint approaches will be suggested that should be acceptable to all partners.

Outlook: Perspectives for future co-operation
Looking at the existing and manifold RTD co-operation activities with Western Balkan countries at present, it is clear that synergy effects between running programmes and projects should be identified and better used, but redundancies should be avoided. SEE-ERA.Net supports this endeavour by elaborating suggestions on how to direct bi- and multilateral RTD co-operation with the target region in a more co-ordinated, efficient and targeted way. In addition to the traditional bilateral mobility scheme (exchange of scientists), new formats and instruments such as multilateral expert workshops, consultancy schemes, regional joint project offices, will be promoted in an innovative approach. Finally, the implementation of a joint pilot programme based on a joint call for project proposals supported by at least some of the SEE-ERA.Net partners will open a new dimension towards the full integration of the Western Balkan countries into the ERA.