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The Governance of Frontier Research in comparative Perspective: What Role for the European Research Council?
Dr. Robert Kaiser, Ludwig-Maximiliams-University, Munich

Abstract:

In science-based industries, such as biotechnology, innovation processes rely heavily on what has been characterized as frontier research. Frontier research at the same time produces fundamental new knowledge as it is a constituent and integral part of corporate R&D activities. It is often based on interdisciplinary approaches, sometimes targeted to the solution of a specific problem, and it is conducted within the academic science base in which highly innovative firms are embedded, within a company or in close collaboration between public and private research organizations. Thus frontier research does not fit with the classical distinction between basic and applied research.

Throughout the OCED, highly-industrialized countries differ considerably in the governance and promotion of frontier research. This holds especially true for public policies that are targeted at those science-based industries in which technological paradigm shifts have significantly altered the conditions under which research is transferred into innovations. In this respect comparative analyses reveal that some countries are considerably more successful than others.

Against this background the proposed paper discusses what role a new European Research Council (ERC) may have for the successful promotion of frontier research at the European level. It will be argued that on the one hand there are some examples of best practice in the promotion of frontier research on which the ERC can build up while, on the other hand, there is a need for the definition of a European added value through which the ERC differentiates from member states’ supporting mechanisms.

The paper draws upon a comprehensive empirical study on national innovation policies for the establishment of pharmaceutical biotechnology industries in Germany, Switzerland, and the United States. This study applied a systemic approach to innovation processes and was primarily focused on various “bridging institutions” that support commercialization of knowledge in science-based industries. One of the major results of this study was that the countries’ performance can be attributed to specific national commercialization profiles which vary significantly in terms of institutional conditions for and modes of coordination among innovative actors. Consequently, since we can not expect that those conditions will converge over time, a European Research Council has to be established in a way that provides incentives for actors in different institutional settings.